the SEC, in materiality. The said actions were also failure to perform the duties as professionals with prudence, due care, knowledge, capability and experience and considered as prohibited
and medium-size enterprises (SMEs) and startups in Thailand and Asian region toward utilizing advanced technology, such as crowdfunding, to raise fund. With those businesses? capability to raise fund
that those personnel must be equipped with knowledge, capability and approved by the SEC. The business operators must apply necessary assessment procedures to ensure that their investment consultants
ชีวิตของ AI (AI Lifecycle Management), กลไกการมีส่วนร่วมของผู้มีส่วนได้เสีย (Stakeholder Engagement), และการส่งเสริมขีดความสามารถด้าน AI ให้แก่บุคลากรในองค์กร (AI Capability Building) โดย ก.ล.ต. ได้รับคัด
the credit was not rated and found defects in consideration of important information or factors with respect to the issuer, and this affected its capability to repay the principal and pay interest
operation in 2018 and over the next five years in order to deliver an excellent customer experience. Meanwhile, we have upgraded our technological capability in order to act as a digital platform provider for
2) บริษัท อิออน อินชวัรันส์ เซอร์วสิ (ประเทศไทย) จํากดั (“AIS”) ประกอบธุรกิจนายหน้าประกนั วนิาศภยัและนายหน้าประกนัชีวติ ร้อยละ 100 3) บริษัท เอซีเอส เซอร์วสิซิง (ประเทศไทย) จํากดั (“ACSS”) ประกอบ
Insurance Service (Thailand) Company Limited (“AIS”) Non-life and Life Insurance Broker 100% 3). ACS Servicing (Thailand) Company Limited (“ACSS”) Collection Service 100% 4.) AEON Microfinance (Myanmar
pledging and debt repayment capability of customer, shall not apply to the service of derivatives broker for institutional investor. Chapter 2 Organization Structure, Working System, and Operational Control
derivatives trading for customer, Clause 19, Clause 20, Clause 21, Clause 22 and Clause 25 only with respect to the review of pledging and debt repayment capability of customer, shall not apply to the service