นันั้น เช่น มีการแบ่งแยกการส่งค าสั่งซ้ือขายอยา่งชดัเจน หรือมีระบบ ก ากบัวนัและเวลา (time stamping) ในการส่งค าสั่งซ้ือขาย เพื่อใหส้ามารถตรวจสอบการจดัสรรหลกัทรัพย ์ ท่ีสั่งซ้ือขายตามค าสั่งก่อนและหลงัตามล
, the application for such allocated investment limit shall be in accordance with the form and procedures prescribed by the SEC Office; (2) check the investment limit every time before a client uses
activated. In the case where a licensee has obtained more than one license, the licensee shall pay the total fees of all activated licenses collectively at the same time. Clause 4 The licensees of the
baht, decreasing by 6,271 million baht, or 30% from the end of fiscal year 2019, reflected the first time adoption of ECL model, hedge accounting and leases standard (TFRS 16) resulting in a net decrease
submitted to customer which did not deliver on time. Other current liabilities decreased by 20.9 MB, representing a decrease of 34.8%, mainly because of the decrease of output tax in December 2018 and the
matters as follows: (1) a system for repayment of obligations under derivatives shall specify the point of time for the repayment and the delivery of the underlying goods under the derivatives (if any
obligations under derivatives shall specify the point of time for the repayment and the delivery of the underlying goods under the derivatives (if any) which shall be deemed finality of settlement. In addition
; (2) Suspend the approval to be a custodian for the certain period of time or under the specific conditions; (3) Revoke an approval to be a custodian, and the Office may use such information for the