transition is permitted by Clause 10 of the Notification thereinafter which management company shall arrange the appointed juristic person to comply with the rule under this sub clause as soon as possible, but
person to comply with the rule under this sub clause as soon as possible, but not later than 2 years as from the effective date of the Notification (within 16 August 2016). 10 Chapter 2 Superintending
1 Operation Control Clause 4. Securities company shall have an effective internal control system, risk management system, and a system protecting conflict of interest and shall prescribe rule and
4. Securities company shall have an effective internal control system, risk management system, and a system protecting conflict of interest and shall prescribe rule and procedure of such systems in
, risk management system, and a system protecting conflict of interest and shall prescribe rule and procedure of such systems in written with an approval of Board or Executive Board of securities company
permitted by Clause 10 of the Notification thereinafter which management company shall arrange the appointed juristic person to comply with the rule under this sub clause as soon as possible, but not later
ค านวณ เพื่อให้ผลลัพธ์สามารถสะท้อนความเสี่ยงได้อย่างเหมาะสมกับลักษณะธุรกิจของ ผู้ประกอบธุรกิจ ซ่ึงการก าหนดแนวทางแบบ rule-based จะขัดต่อหลักการตามข้างต้น • ควรปรับปรุงรปูแบบงบการเงินให้สอดคล้องกับรูป
of the Capital Market Supervisory Board No. TorChor. 20/2551 (2008) Re: Rule on Entering into Material Transactions Deemed as Acquisition or Disposal of Asset dated 31 August 2008 (as amended) and the