penalties under Section 296 of the said Act. The Settlement Committee therefore imposed on him respective fines of 685,785.60 baht and 500,000 baht, totaling at 1,185,785.60 baht. # # #
, as part of the charge.The prosecution has resulted in the aforesaid persons unqualified for holding the positions of director or executive of any issuing or listed company while they are under legal
under the regulations of the Capital Market Supervisory Board.?Independent directors play a vital role in ensuring corporate governance of business operators and utmost interest of customers. The SEC
economic growth and prosperity across the region. In addition, to reiterate their commitment under MCMC framework, high-raking executives from Cambodia, Laos, Vietnam and Thailand signed a Memorandum of
regional capital markets,? Vorapol said. The cross-border offering of ASEAN CIS in ASEAN countries is developed under the ?Implementation Plan to promote the Development of an Integrated Capital
inconsistent tender offer price or form for all shareholders was deemed a violation of the tender offer rules promulgated under Section 247 of the Securities and Exchange Act B.E. 2535 (1992). The SEC therefore
, managing director of Bania Co., Ltd.Following the routine inspection, the SEC found that T.U. Dome Fund managed by ING Funds failed to comply with the fund scheme and regulations under the Securities and
Bangkok, July 23, 2013 ? The European Commission ("EC") announced its decision to recognize Thailand auditor oversight under SEC?s supervision as equivalent to those of the European Union ("EU
Socatiyanurak said, ?The SEC and 13 alliances determine to supervise and develop financial products and services under their respective jurisdictions to improve the quality of life through saving discipline
), Sunshine International Co., Ltd., Aqua Corporation Co., Ltd., and Mrs. Chompis Bunnag on October 27, 2010 is deemed incomplete under SEC regulation. This is because the tender offer does not include material