, exercise their rights to protect their own benefits and seek clarification or explanation from the company directors and executives so as to have sufficient information for their decision-making.The above
, transparently and with integrity to promote investors? best interest and the indutry?s sustainable growth. Actually, ethical investment and professional standards have always been an integral part of investment
, protection of investors? rights, and/or good governance, and (3) granting the SET Board of Governors the power to allow trading access to non-members of SET, which would enhance SET to have flexibility in its
, TMB Asset Management Co., Ltd. and Tisco Asset Management Co., Ltd. are ready to accommodate PVD transfers to the existing RMFs as they have already put in place account segregation systems and separate
sectors. The 13 listed companies, which have achieved Progress Level 5 out of 6 levels is a case in point.? The 13 Level 5 achievers are: (1) The Bangchak Petroleum Public Company Limited (BCP), (2) Central
Bangkok, April 1, 2013 ? The ASEAN Capital Markets Forum (ACMF) announced today that the securities regulators in Malaysia, Singapore and Thailand have implemented the ASEAN Disclosure Standards
professional knowledge and expertise in performing duties. Another investor contact is reprimanded for performing unassigned tasks. All cases have taken effect as from December 31, 2011.Suspensions: {A}, an
submit to the SEC, the reasons for such difference, including the factors that have affected the rating outcome.The consultation paper is available on the SEC website (www.sec.or.th) at https
penalties under Section 66 of the Emergency Decree. In this regard, the offense committed by Exmix is considered to have resulted from the instructions or actions of Mr. Chatpon, the director of Exmix
criminal complaints above are deemed to have untrustworthy characteristics of directors and executives of securities issuing companies and listed companies*, and are thus barred from serving as directors