prohibition of investment company characteristics in issuing and listed companies : * Consisting of the laws and regulations concerning the undertaking of mutual fund management business, private fund
Legal_FA_2015_12_29-c Significant regulatory changes in the second quarter of 2018 that may have affected KBank’s and K Companies’ business operations included: The Emergency Decree on Digital Asset Businesses, B.E
Association of Asset Management Companies, the Government Pension Fund, the Stock Exchange of Thailand, the Association of Thai Securities Companies, the Investment https://www.sec.or.th/EN/Pages
has ordered AI Energy Public Company Limited (AIE) and its parent company Asian Insulators Public Company Limited (AI) to cooperate with their auditors for the audit of the companies’ annual financial
to the benefits received or would have been received, reimbursements of investigative expenses incurred by the SEC, and a bar from serving as director or executive in securities issuing companies or
media, it has been observed that the majority involve covertly using the SEC name and logo and the images of the SEC executives, relevant agencies and companies, and reputable individuals in the
executive in securities issuing companies or securities companies for specified periods, with the following details: (1) Penprapa shall pay a civil fine, a compensation in the amount equal to the benefit
of securities issuing companies or securities companies for a period of 12 months each. The second incident: Four offenders, having personal or business relationships directly or indirectly through
notifications are as follows: (1) Notification of the Capital Market Supervisory Board No. Tor Thor. 29/2568 Re: Custody of Client Assets of Securities Companies (No. 7): https://publish.sec.or.th/nrs/10847s.pdf
from serving as directors or executives in securities-issuing companies or securities companies: (1) Mr. Viroj Patcharawattanakul is required to pay a civil penalty, a compensation in an amount equal to