The enhancement of fund managers’ duty performance in accordance with I-Code** will be supported by Thailand ESG Data Framework – an initiative under the AIMC Three-Year Sustainable Roadmap. The
Bangkok, 24 November 2017 ? The SEC urges investors to read important information on the prospective listed companies to examine duty performance of company directors and executives before making
{A} from the duty as the approved securities investment consultant for 4 months, effective from April 23, 2015. As the suspension was deemed as the 2nd category of prohibited characteristics of
repeating the same mistakes, and concurrently obtained many of his client authorizations to make decision on behalf of them. The SEC therefore suspended him from duty as an approved securities market
violation of Clauses 20(1) and 20(5) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operator to Perform Duty of Investment Analysis
minimum payment for all customers from the previous 10 percent to 5 percent during 2020-2021, before gradually increasing to 8 and 10 percent in 2022 and 2023, respectively. (2) K-Credit Card and Xpress
analysis prescribed by the relevant organization with the derivatives business recognized by the SEC Office. Clause 14 In performing the duty as a derivatives broker for clients, the derivatives broker shall
Capital Market Supervisory Board No. Tor Thor. 2/2553 Re: Criteria for Undertaking the Derivatives Business for Licensed Derivatives Brokers (No. 2) dated 1 February 2010. 5 Clause 14 In performing the duty
proportions of the benefit that sukuk holders will receive; (c) means, period, and place for the payment of sukuk; (d) redemption and return of investment prior to the expiration of sukuk including the case