), (c) of the Notification of the Ministry of Finance and related regulations would be removed to align with securities regulations and prevent negative impacts on certain types of digital asset

Following the complaints of two clients and SEC’s further investigation, it was found that {A} had made trading decisions without investors’ orders, while {B} and {C} had accepted trading orders

six months, and has suspended {B}, {C}, {D}, and {E} from acting as a member of the Investment Committee for a period of one year and three months each. In addition, Mr. Suphan Sethapanich committed

Bangkok, November 20, 2012 - The SEC revoked approval of three investment consultants, namely (1) {A} of Sicco Securities PLC, (2) {B}, then an employee of Asia Plus Securities PLC, and (3) {C}, then

the share manipulation, and the SEC suspended her investor contact status for two years. (3) {C}, then vice president - securities trading at KTB Securities Co., Ltd., provided a client's trading

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100% stake in the tire cord business of DuraFiber Technologies DFT México Operations, S. A. DE C. V. (“DuraFiber”) (formerly Performance Fibers México Operations, S.A. de C.V.), IVL would like to inform

) ! )($!!!$!1 6 7 7 782" &1 3 &' & C .: &!$ ( )#!@% !% &&!!%)!% )* +4% 1+ )%&%!$ ) 1**)% (!& # 1( &&! /&*1)%4((%( 5!! !- !%!& &!%1 '%! )& &!$ ! % ?1'%?!# !?1!- ,!)% %

, except for the penalty arising from the early termination; (c) any other liabilities as stipulated by the SEC Office; (2) other off-balance sheet’s contingent liabilities which may contribute to the