. ________________________* Clause 23(1) and prohibited characteristics of personnel in capital market business under Clause 31(1) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules
to perform duties responsibly with professional due care in violation of the Notification of the Capital Market Supervisory Board.* The SEC has therefore imposed the administrative sanction whereby her
Supervisory Board.* Therefore, SEC will not accept his future application for approval as personnel in the capital market business for a period of five years, effective from 25 February 2020. Investors are
SEC Secretary-General Ruenvadee Suwanmongkol said: “The SEC Board Meeting No. 6/2562 has approved the restructuring of the SEC organization at the-line-of-command level, the rearrangement of the
Workshop was joined by representatives from nine audit regulators, comprising Malaysia?s Audit Oversight Board (AOB), Singapore?s Accounting and Corporate Regulatory Authority (ACRA), SEC Cambodia, Laos
placement, the Capital Market Supervisory Board approved the revision of private placement rules to require the listed companies? board of directors be responsible for consideration on reasonableness of
requires a knowledgeable, capable and responsible person to perform. The Notifications of the Securities and Exchange Commission, the Notifications of the Capital Market Supervisory Board and the
accordance to Inter Far East Energy Corporation Public Company Limited, or “The Company”, being a listed company in the Stock Exchange of Thailand; the resolution of the Board of Directors’ Meeting No. 9/2017
Energy Corporation Public Company Limited, or “The Company”, being a listed company in the Stock Exchange of Thailand; the resolution of the Board of Directors’ Meeting No. 9/2017, held on June 30th of
at the Board of Directors meeting of Finansia Syrus Securities Public Company Limited (“the Company”) No.6/2017 held on June 26, 2017 which approved the disposal of the investment in SBI Thai Online