incurred by the SEC). In addition, the offenders are subject to a suspension from trading securities and derivatives for 14 months or 8.5 months, as the case may be, and a bar from serving as
securities transaction of Wattanasophonpanich Co., Ltd. ordered 200,000 shares of BLA to be sold from the securities trading account of Wattanasophonpanich Co., Ltd. in such a way as to take advantage of
Miss Jeeranan Buranaruk During 16 February 2017 – 10 November 2017, Miss Jeeranan and Mr. Warot Norkeo obtained or possessed inside information related to the operating results from the fourth
, 2017, so Mrs. Phenchan avoided a net loss from the prices of securities of AMC were decreased. 03/12/2019 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows
2018, so Mr. Woraphant avoided a net loss from the decrease of STEC shares prices. In addition Mr. Woraphant discloses inside information to Miss Sasipas Chontong, while he knows or ought reasonably to
2018, as a result Ms.Chantip avoided a net loss from the decrease of UVAN shares prices. 13/01/2021 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :
Limited ("BO Company") from Bitkub Capital Group Holdings Company Limited, valued approximately 17,850 million Baht. In the case that the result of due diligence of the BO Company must be
treatment income of chronic diseases from Social Security Office. Subsequently, Mr. Kumpol Plussind commit offense in using Mr. Krit Plussind's and Miss Kullapa Plussind's securities trading
possessed the inside information that ICHI’s operating net profit decrease in the financial statement of 2016 which significantly fell from the operating net profit of Q4/2014 had a net loss of amount of
embezzling Baht 42 million from SECC share subscription account. This case is under consideration of the public prosecutor. SEC Act S.307 308 311 in conjunction with 315 Criminal Complaint Filed with an