misconduct was deemed taking an unfair advantage of other persons in violation of Section 241 and liable to penalties under Section 296 of the Securities and Exchange Act. The Criminal Fining Committee has

Clause 23(2) and having prohibited characteristics of capital market personnel under Clause 31(1) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel

under Section 296 of the said Act. As he agreed to enter the settlement procedure, the Settlement Committee ordered him to pay a fine of 500,000 baht.?

and also failed to record investment in Jones & Vining (Thailand) Co., Ltd. under the equity method in the consolidated financial statements.SEC, therefore, directs PAF to rectify its financial

CIS") to non-retail investor in Thailand within first half of 2012. This is under the Implementation Plan for ASEAN Capital Markets Integration in 2015 aiming at facilitating cross-border securities

Bangkok, April 20,2012 - The SEC will allow offer for sale of ASEAN Collective Investment Scheme ("ASEAN CIS") to non-retail investor in Thailand within first half of 2012. This is under the

among listed firms will be lifted up,? said Dr. Vorapol. ASEAN CG Scorecard is ASEAN Capital Markets Forum (ACMF) initiative under the Plan for ASEAN Capital Markets Integration in preparation for the

public and ?Core Process Improvement? for developing its services and internal operating systems under the project ' SMART SEC Administrative Office". The awards were given at ?Thailand ICT Excellence

delayed repayment of overdue debts to financial institutions, causing the company to be under debenture default condition. The amount of debts expected to be overdue by the end of June 2017 is approximately

. Auditing performance by YNP?s auditor -Somchai Kurijitkosol of SK Accountant Services Co., Ltd., was then brought under the SEC?s investigation where Somchai?s serious audit mistake and non-compliance with