of securities trading, by refrain from information disclosure, distort information, or give false information to counter trader. 8 Amended by Notification of the Securities and Exchange Commission No
securities trading decisions on behalf of the client. She then continuously made trading decision on behalf of the client for more than three months in high value and volume trades. {A}'s action was deemed as
in high volume and its price was changed. As a result, the trading of TAPAC shares contradicted normal market conditions. 09/11/2017 agreed to comply with civil penalties determined by the Civil
high volume and its price was changed. As a result, the trading of TAPAC shares contradicted normal market conditions. 09/11/2017 agreed to comply with civil penalties determined by the Civil Penalty
believing that TAPAC shares were traded in high volume and its price was changed. As a result, the trading of TAPAC shares contradicted normal market conditions. 09/11/2017 agreed to comply with civil
orders or trading the abovementioned stocks in such a way that deceive investors by controlling or artificially affecting the price or volume of the securities. 09/04/2024 agreed to comply with civil
placing trading orders or trading the abovementioned stocks in such a way that deceive investors by controlling or artificially affecting the price or volume of the securities. 10/04/2024 agreed to
), by placing trading orders or trading TCC’s shares in such a way that deceive investors by controlling or artificially affecting the price or volume of the securities. 01/07/2025 agreed to comply
Limited’s (TCC), by placing trading orders or trading TCC’s shares in such a way that deceive investors by controlling or artificially affecting the price or volume of the securities. 25/04/2025 agreed to