high-quality audit services to listed companies in compliance with professional standards. Following a public hearing on the proposed principles and draft regulations, most respondents agreed with the
Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), along with the executive team, held a meeting with representatives from small and medium-sized audit
RMC Chairperson, discussed with SEC executives and relevant departments to establish No Gift Policy in compliance with relevant laws and regulations. Additionally, guidelines for communication were
SEC Secretary-General Rapee Sucharitakul (1st from right) signed the Memorandum of Understanding on Cross-border Publication of Research Reports with the regulators from Malaysia, the Philippines
Bangkok, January 12, 2015 ? The SEC supports asset management companies to raise their competitiveness with more distribution channels, new types of mutual funds and join business development in the
Mr. Kraiwut Dittajorn During 22 December 2017 – 23 April 2018, Mr. Kraiwut Dittajorn colluded with 13 persons to manipulate the securities price of East Coast Furnitech Public Company Limited ("
Mr.Phornlert Techarattanopas Mr.Phornlert Techarattanopas colluded with Energy Mahanakhon Company limited ("EMN") and Miss Yaowalug Pukpikul offered to sale EMN stock as a newly issued
Miss Yaowalug Pukpikul Miss Yaowalug Pukpikul colluded with Energy Mahanakhon Company limited ("EMN") and Mr. Phornlert Techarattanopas offered to sale EMN stock as a newly issued
Bitkub Online Company Limited During September 22, 2024 to February 8, 2025, Bitkub Online Company Limited (''Bitkub'') as a digital asset exchange failed to comply with the rules
Magnolia Quality Development Corporation Limited Magnolia Quality Development Corporation Limited ("MQDC") used the proceeds obtained from the debenture offering, which is inconsistent with