) Mr. Subhak Siwaraksa; (2) Mrs. Jotika Savanananda; and (3) Mr. Somchai Thaisanguanvorakun. The new governors will take office for a two-year term from September 2, 2016 to September 1, 2018.
for acquiring the total shares of Sittarom from Power Line Engineering Public Company Limited (PLE) and the other PLE shareholders at the amount of 370 million baht. However, the independent financial
employee of Ausiris Futures Co., Ltd. {A} and four employees of KGI Securities (Thailand) PLC {B}, {C}, {D}, and {E}, effectively from August 17, 2012, as well as revealing inappropriate actions of {F} and
} and (11) {K} for manipulating share price of Millcon Steel Plc. (MILL). With the referral from the Stock Exchange of Thailand on irregular trading of MILL shares by a group of persons, the SEC probed
already submitted where a number of transactions had no details of either amount or price of securities. From the record, in addition, the client sometimes allowed him to make trading decision and the
Bangkok, January 30, 2014 - The SEC imposed a three-month suspension of approval on {A} of Maybank Kim Eng Securities (Thailand) Plc., Nakhon Ratchasima branch.This follows a report from Maybank Kim
Bangkok, February 11, 2013 - The SEC imposed a one year suspension on {A}, a capital market investment consultant of Finansia Securities Plc., effective from February 8, 2013; and also disclosed
STP&I Plc. (STPI)?s shares using inside information. With the referral from the Stock Exchange of Thailand (SET), the SEC investigation revealed that Choavalit, Yanyong and Ziriwat had purchased STPI
, effective from December 4, 2012.Following an investor complaint against {A}, the SEC probed into the case and found that she had been authorized by her client to make trading decisions on the client's behalf
the SEC). In addition, the offenders are subject to a suspension from trading securities or derivatives for 11 months or 14 months (as the case may be) and a bar from serving as directors or