Capital Market Supervisory Board concerning Rules on Personnel in Capital Market Business ; (25) any other investors as specified by the SEC Office. Clause 5 An ultra-high net worth investor shall refer to
concerning Rules on Personnel in Capital Market Business; (25) any other investors as specified by the SEC Office. Clause 5 An ultra-high net worth investor shall refer to any of the following investors: (1) a
Notification of the Capital Market Supervisory Board concerning Rules on Personnel in Capital Market Business; (25) any other investors as specified by the SEC Office. Clause 5 An ultra-high net worth investor
” หมายความว่า Memorandum of Understanding (MoU) between the Securities and Futures Commission of Hong Kong (SFC) and the Securities and Exchange Commission of Thailand (SEC) Concerning Mutual Recognition of
concerning relevant parties and personnel in charge of communications. The business continuity plan under the first paragraph must be approved by the board of directors or a working committee appointed by the
the method and channel of communications and information concerning relevant parties and personnel in charge of communications. The business continuity plan under the first paragraph must be approved by
duty to comply with the Notifications of the Securities and Exchange Commission concerning Maintenance of Financial Condition of Licensed Derivatives Brokerage. The SEC Office is empowered to require the
Securities and Exchange Commission concerning Maintenance of Financial Condition of Licensed Derivatives Brokerage. The SEC Office is empowered to require the securities company under the first paragraph to
company which still undertakes derivatives business in the category of derivatives brokerage has duty to comply with the Notifications of the Securities and Exchange Commission concerning Maintenance of