exhibition booth under the Building Thai Resilience Against Scams (1212 ETDA) Project, organized by the Electronic Transactions Development Agency (ETDA) and presided over by Mr. Thanasunthorn Swangsalee
discussion facilitated the exchange of best practices among industry practitioners. Under this initiative, a panel discussion was held on the topic “Second Line Armed: Strengthening Defenses to Tackle Modern
expedited the process of verifying suspicious scam reports and promptly notify relevant authorities to shut down fraudulent contents or channels used for investment scams. Under this initiative, the SEC has
extension of the fee exemption period is part of the SEC’s action plan under the SEC Strategic Framework, which aims to build a sustainable capital market ecosystem and promote responsible investment among
The Securities and Exchange Commission (SEC), in collaboration with the Faculty of Law, Chulalongkorn University, organized a workshop on Human Rights Due Diligence (HRDD) under the Business and
penalties under Section 75 of the Emergency Decree. The SEC has therefore filed the criminal complaint with the CCIB for consideration of further legal action. In any case, filing a criminal complaint is
partial payment for redemption of the bond due on 31 July 2023 without it being deemed a default under the terms and conditions; Agenda 3: Consideration for approving a waiver for the
the Registration Statement for debt securities offering and committing a fraud to gain assets of the exploited public, liable to be offenses under the Securities and Exchange Act B.E. 2535 (1992) (SEA
Mr. Thawatchai Pittayasophon, SEC Deputy Secretary-General, Acting Secretary-General, clarified: “The SEC, to the best effort, has taken actions under the authority in this case, e.g., instructing
prohibited characteristics of personnel in the capital market business under Clause 31(1) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the