trading orders when obtaining orders from clients. In this regard, the aforesaid actions are in violation of Clause 20(3) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re

market personnel for the period of one year. ----------------*Their actions were in violation of Clauses 20(1) and 20(2) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 3/2555

Clause 20(2) and 20(3) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving

digital asset business in accordance with the notification of the SEC. DAB Act S.94 in conjunction with 30 Settlement Committee Meeting No. 4/2023 Settlement Committee Order No. 2/2023 Dated 24/04/2023

the period Specified in the notification. SEC Act S.247 Settlement Committee Meeting No. 9/2017 Settlement Committee Order No. 80/2017 Dated 18/10/2017

2020, 28 December 2020, 25 January 2021, 30 March 2021 and 30 March 2021 respectively, which means Mr. Winai failed to prepare and disclose the reports within the period specified in the notification of

. Niran failed to prepare and disclose the report within the period specified in the notification of the Office of the Securities and Exchange Commission. SEC Act S.59 Settlement Committee Meeting No. 2

disclose the reports within the period specified in the notification of the Office of the Securities and Exchange Commission. SEC Act S.59 Settlement Committee Meeting No. 2/2025 Settlement Committee

and January 20, 2025, Merkle failed to comply with the rules, conditions, and procedures stipulated in the relevant notification. In this regard, Merkle failed to provide appropriate internal systems

within the period specified in the notification of the Office of the Securities and Exchange Commission. SEC Act S.59 Settlement Committee Meeting No. 1/2026 Settlement Committee Order No. 1/2026 Dated