, managing director of Bania Co., Ltd.Following the routine inspection, the SEC found  that T.U. Dome Fund managed by ING Funds failed to comply with the fund scheme and regulations under the Securities and

regulations on approval of auditors whereby the approved auditors must work for audit firms whose audit quality assurance system must be reviewed by the SEC. By the announcement, Thailand is now recognized as

condition that they meet all requirements of the governing regulations. The approval will promote entry of new and various financial products into the Thai market and increase investment choices for local

information on related party transaction in the registration statement and thus mislead investors. Besides, they did not advise the applicant in order to comply with relevant rules and regulations, particularly

his shareholding to exceed 50% of the total voting rights, he did not launch a tender offer under the takeover regulations. As his actions were in violation of Sections 246 and 247 of the SEA, the

capital market business under Clause 31(1) of the Notification of Capital Market Supervisory Board No. TorLorThor. 8/2557 re: Regulations for Personnel of Business Operators in the Capital Market dated June

? participants in the SME Bond Project can benefit from briefing on bond regulations, issuance procedures and readiness assessment. Issuers will receive discounts on applicable fees such as credit rating fee and

financial products and services in the capital market.The applicant must have the qualifications as specified by the Ministerial Regulations concerning undertaking of securities business in the category that

alternative, the SEC will revise the regulations to determine investment proportion in infrastructure fund?s investment units in line with risk diversification criteria applicable to other assets as follows:? A

. TorLorThor. 8/2557 re: Regulations for Personnel of Business Operators in the Capital Market dated June 3, 2014 which have been promulgated in replacement of the Notification of Capital Market Supervisory