, such person is granted an exemption for the licensing fee under this Notification. Clause 10 This Notification shall come into force as from 1 May 2011. Notified this 28th day of April 2011. -signature
the SEC Office. In this regard, such person is granted an exemption for the licensing fee under this Notification. 4 Clause 10 This Notification shall come into force as from 1 May 2011. Notified this
: (1) deposit subscription money into a securities subscription account of an offeror or segregate subscription money from an asset account of the securities underwriter within the next business day from
a nearby position which can be seen clearly. 7 Clause 13. In making securities underwriting, a securities underwriter shall proceed as follows: (1) deposit subscription money into a securities
. In making securities underwriting, a securities underwriter shall proceed as follows: (1) deposit subscription money into a securities subscription account of an offeror or segregate subscription money
Notification shall come into force as from 1 September 2012. Notified this 17th day of August 2012. -signature- (Vorapol Socatiyanurak) Secretary-General Office of the Securities and Exchange Commission Chairman
, hereby issues the following regulations: Clause 1 This Notification shall come into force from 1 November 2013. Clause 2 In this Notification: “ intermediary ” means: (1) a derivative business operator in
, hereby issues the following regulations: Clause 1 This Notification shall come into force from 1 November 2013. Clause 2 In this Notification: “intermediary” means: (1) a derivative business operator in
come into force as from 1 July 2014. Notified this 2nd day of June 2014. - Signature - (Vorapol Socatiyanurak) Secretary-General Office of the Securities and Exchange Commission Chairman Capital Market