the application document for an account opening including client identification, beneficial owner and controlling person. In this regard, the securities company shall consider the ability to pay debt of
to ensure efficient control and supervision of the service provider’s operation and management of the risks associated with the outsource; (6) consider the selection of a service provider with care as
to ensure efficient control and supervision of the service provider’s operation and management of the risks associated with the outsource; 4 (6) consider the selection of a service provider with care
mutandis . Clause 8/2. The renewal for approval is given for two years period as from the date of renewal. Clause 8/3. In renewal for approval, the Office will consider knowledge and competency for being
resolution to submit to the Extraordinary General Meeting of Shareholders No. 2/2020 which will be held on 17 June 2020 to consider participation to vote for Rich Asia Industry Company Limited (“Subsidiary
Part 3: (1) there is a ground to consider that such rules or conditions to be waived are immaterial to the consideration of such approval, and costs outweigh benefits derived from compliance with the
document for an account opening including client identification, beneficial owner and controlling person. In this regard, the securities company shall consider the ability to pay debt of the client before
and conditions for increasing fees in the remark section to ensure that investors will be aware of that information in advance. For example, the management company may consider adjusting the actual fees
section to ensure that investors will be aware of that information in advance. For example, the management company may consider adjusting the actual fees charged to align with the investment strategy or