submit the total amount of the civil penalties and the compensation to the Ministry of Finance as public revenue. Apart from the civil sanction, the SEC banned Sarath from holding the position of director
Insom and Ms. Maneerat Sriphariwathin, winners of the 1st and 2nd FinTech Challenge, respectively, shared their experience. Ms. Archari Suppiroj, Director of the FinTech Department at the SEC, said
the Stock Exchange of Thailand by 21 June 2018. The SEC will take Mr. Suphanan's clarification into consideration as to whether he is performing fiduciary duties as a listed-company director
, and to bar him from serving as a director and executive of securities issuing companies and listed companies for 10 years. In addition, SEC has reported the case to AMLO as this
include: - disclosure of additional information to cover individual remunerations for executives of the highest rank, e.g., chief executive officer and managing director; - extending the periods for
representative, and a talk on “Experience in Developing Islamic Financial Products,” was given by Mr. Noraizat Shik Ahmad, Deputy Director of the Islamic Capital Market Development, Securities Commission Malaysia
can provide investors with information for decision-making and in doing so, they also help strengthen the development of the Thai capital market.” Mr. Paul P. Andrews, Managing Director, Research
allocated assets prior to others. These customers must not be individuals with a relationship to the derivatives broker in such manners as director, executive, major shareholder and controlling person of
กับ MAS ต่อไป เพื่อร่วมกันพัฒนาความเชื่อมโยงระหว่างตลาดทุนทั้งสองต่อไป” Mr Lim Tuang Lee, Assistant Managing Director (Capital Markets), MAS กล่าวว่า “ความคิดริเริ่มนี้แสดงให้เห็นถึงความพยายามในการ
complaint previously filed with DSI on April 23, 2012 against Amnat Tangurimarn, GEN?s Chairman of Executive Board and Director, Shine Bunnag, and former GEN employee Kittichai Khiewkham on account of