securities trading account on 4 March 2016 and 18 April 2016, and proceeded to purchase PERM shares in other securities trading accounts, as follow: - Miss Natthaporn Yongwongpaiboon's account on 5

SRICHA shares in an amount of 225,700 shares by using Mr. Saranyu Yingyongkitmongkol's securities trading account, prior to the disclosure of the inside information to the public on 15 August 2017 (at

amendment) Section 241 Civil Action Dated 16/05/2019

amendment) Section 241 Civil Action Dated 21/06/2019

;- a reimbursement of investigative expenses in an amount of 35,567.00 Baht SEC Act (the fifth amendment) Section 242 (1) Civil Action Dated 30/07/2019

>     - a civil monetary penalty of 32,650,173.75 Baht SEC Act (before the fifth amendment) Section 241 Civil Action Dated 02/10/2019

206,806.33 Baht SEC Act (the fifth amendment) Section 242 (1) and 242 (2) Civil Action Dated 28/11/2019

Mr. Pichit Chatskulwong's account, her husband's friend, by using material information to changes in the prices of securities, prior to disclosure such information to the public on 11 August

> SEC Act (the fifth amendment) Section 242 (1) Civil Action Dated 13/01/2021

increase of the net profit in the financial statements of 2017, by allowing Ms.Chantip to use her securities’ s trading account to purchased Univanich Palm Oil Public Company Limited (UVAN) shares in such a