the first paragraph must be approved by the securities company’s Board of Directors, except for the company whose shareholding and functional structures indicate that it is acting as a business unit
suspicious transactions. The policy mentioned in the first paragraph must be approved by the securities company’s Board of Directors, except for the company whose shareholding and functional structures
of directors and executives of a securities company; (2) “Investor Contact” means any person who has duties to contact, solicit, advise or prepare a plan of trading or investment in securities for
Notification: (1) The term “Executive” shall have the same meaning as defined in the Notification of the Capital Market Supervisory Board governing qualifications and prohibited characteristics of directors and
meaning as defined in the Notification of the Capital Market Supervisory Board governing qualifications and prohibited characteristics of directors and executives of securities company. (2) “Fund Manager
which directors, managers and partners not having any prohibited characteristics as prescribed in the relevant Notification of the Capital Market Supervisory Board relative to Prohibited Characteristics
Association, the Thailand Gold Retail Club or other organizations recognized by the SEC Office; (2) of which directors, managers and partners not having any prohibited characteristics as prescribed in the
1,343,023 1,374,024 (31,001) (2.3) Directors’ remuneration 8,631 11,153 (2,522) (22.6) Premises and equipment expenses 333,021 238,457 94,564 39.7 Taxes and duties 92,527 90,224 2,303 2.6 Loss from
additional provision for retirement benefits, the net profit attributable to owners of the parent would be THB 1,675 million (+15.9% YoY). Dividend On August 14, 2019, the Board of Directors had approved an