Business Operation, but also the rules prescribed in this Notification. In the case where the rules on providing services to clients regarding investment in capital market products denominated in foreign
office that enables the management company to comply with all prescribed rules. Where the application is for an establishment of an online branch, the company shall also demonstrate that: 1. for the case
branch, the company shall also demonstrate that: 1. for the case that the management company is going to use the online branch as a channel to provide information on selling of investment units or to
. In case of having reasonable and appropriate ground or having limitations under other laws which causes the CIS operator not to be able to submit certain information or evidentiary documentation under
Ocean Commerce Public Company Limited 148/1 Soi Ramintha 14, Ramintra Road , Tharang, Sub - District Bangkok 10230 Tel: 02-943-6663-4 Fax: 02-943-6343 02-943-7740 (Translation) No OCMSET/6106/002 June 12, 2018 Subject Increase of Registered Capital, Allocation and Offering of the Newly Issued Ordinary Shares to a Specific Investor (Private Placement), Application for Waiver from the Requirement to Make a Tender Offer for all Securities of a Business Takeover by Virtue of the Resolution of the Sh...
Microsoft Word - from-EN.docx Ocean Commerce Public Company Limited 148/1 Soi Ramintha 14, Ramintra Road , Tharang, Sub - District Bangkok 10230 Tel: 02-943-6663-4 Fax: 02-943-6343 02-943-7740 (Translation) No OCMSET/6106/002 June 12, 2018 Subject Increase of Registered Capital, Allocation and Offering of the Newly Issued Ordinary Shares to a Specific Investor (Private Placement), Application for Waiver from the Requirement to Make a Tender Offer for all Securities of a Business Takeover b...
_ Ocean Commerce Public Company Limited 148/1 Soi Ramintha 14, Ramintra Road , Tharang, Sub - District Bangkok 10230 Tel: 02-943-6663-4 Fax: 02-943-6343 02-943-7740 No OCMSET/6106/002 (Translation) June 12, 2018 Subject Increase of Registered Capital, Allocation and Offering of the Newly Issued Ordinary Shares to a Specific Investor (Private Placement), Application for Waiver from the Requirement to Make a Tender Offer for all Securities of a Business Takeover by Virtue of the Resolution of the...
notification of the Capital Market Supervisory Board governing qualifications and prohibited characteristics of the directors and executives of derivatives business operators, as the case may be; (2) “personnel
possible, for example, offering new activities, sale promotions, tickets with special price for a short term, or inviting overseas performing groups to make performances, etc. Therefore, the Company has been
insignificant to the case and the costs outweigh the benefits derived from compliance with such rules or conditions; (2) the Thai government agencies are subject to restrictions under other laws resulting in