inspect the operation of the public sector and the business sector regarding proper and appropriate protection of personal data.” _____________________________
data protection for workforces in capital market as well as to organize seminar regarding personal data protection for them.” Assistant Professor Dr. Parena Sriwanit, Dean of Faculty of Law
predicate offense under the Money Laundering Control Act. The SEC has therefore forwarded the case to the Anti-money Laundering Office for further consideration regarding relevant matters. In any case, filing
connect all stakeholders, regulations regarding the data exchanging, and the most important is dataset that would be exchanged under said infrastructure.” SEC Secretary-General Ruenvadee said.SEC
their own interest by seeking clarification from investment consultants regarding the nature and features of the investment vehicles in which they are interested, conditions for earning returns
an insider, to purchase 258,200 PTL shares through Rahul’s securities trading account on 17 March 2016. Moreover, Anurag used the information regarding PTL’s operating results in the consolidated
amount of 179.6 million baht for his own benefit, causing damage to the company. He was also found forging documents related to NIPPON?s securities investments to deceive others regarding the company?s
business in a number of jurisdictions. Regarding investor concern over securities houses? proprietary trading that might be seen as taking advantage of customer and thus deteriorate investor confidence in
clients ? dishonestly used the information regarding clients? trading orders he had accessed by virtue of his duty and ran a fraudulent scheme whereby the orders of UBS?s clients would match with those of
strongly supports this project and helps advise interested business owners regarding the advantages of going public. From the first project, four participated companies from Chonburi, Pathumthani, and