). Convertible Securities: warrant or convertible debenture or other securitiesconvertible to stock. In case of group report, disclose the changes in the holding of individuals, thegroup percentage of acquisition
receipt (DR). Convertible Securities: warrant or convertible debenture or other securitiesconvertible to stock. In case of group report, disclose the changes in the holding of individuals, thegroup
a third party under this Notification shall be deemed to have obtained an approval from the SEC Office. Clause 3 In the case where an intermediary intends to outsource the function which is investment
standards under (1) are unavailable. In case of complicance with the accounting standards under (1) or (2), the source of such accounting standards shall also be identified. Clause 4 This Notification shall
case the application is submitted by an authorized person and the evidentiary documentation is incorrect or incomplete, the authorized person must show a written authorization from the applicant to sign
Committee Order No. 2/2023 Dated 24/04/2023 to order or act where he has the duty, resulted in the offence committed by Zipmex concerning the case that during September 15, 2021 to May 7, 2022, Zipmex kept
/2023 Dated 24/04/2023 to order or act where he has the duty, resulted in the offence committed by Zipmex concerning the case that during September 15, 2021 to May 7, 2022, Zipmex kept and maintained
considering the matter responsibly, cautiously and honestly for the best interest of the companies. In case of digital asset https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9024 < > > <
, receipt and clients’ asset statement. In case of cancelling any such form, a cancellation stamp on the form should be clearly visible; (4) prohibiting staff, clients or any https://publish.sec.or.th/nrs