of securities and documents related to the securities registrar to the securities issuer or the new registrar appointed by the securities issuer without delay. Clause 8 ( Any securities registrar who
license to the revoked registrar in writing. In this regard, the revoked registrar shall notify the securities issuer of the revocation in writing, and shall arrange the delivery of securities and documents
Office together with supplementary documents according to the forms and procedures provided in the Office’s electronic system. Clause 8. The Office shall consider and make a decision relating to the
Clause 5 shall submit the application for approval to the Office together with supplementary documents according to the forms and procedures provided in the Office’s electronic system. Clause 8. The Office
intends to seek an approval for derivatives trading according to Clause 5 shall submit the application for approval to the Office together with supplementary documents according to the forms and procedures
: ......…………………………………………………………………………………………………………………………………..… ………………………………………………………………………………………………………………………………………….. (Upon the SEC Office’s approval of the registration of Company Account in an urgent case, the Applicant must submit the hardcopy documents according to the Licensing Manual for the Public in full within
on which the disruption occurs. Once the major operational disruption ends, intermediaries shall notify the SEC without delay. Clause 10 Intermediaries shall keep documents and evidence relating to the
sufficient details; (5) Arrange to keep documents and evidence with respect to the exercise of voting rights for a period of not less than five years from the date of voting in order for the Office or