intention to illegitimately seek benefits from client?s assets. Following the complaint filed by the clients of Siam City Securities Co., Ltd., and the company?s auditing report where numerous clients had

executive in securities companies and derivatives business for ten years, starting June 23, 2011. The order has been issued after the SEC?s finding indicated that his misconducts on clients? assets involved

suspicious transactions, as well as issue an order to seize or freeze any assets relating to the offenses under such Act. Furthermore, under the Counter-Terrorism Financing Act, the above reporting entities

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