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ย่อมแห่งประเทศไทย (ธพว.) ในโอกาสเข้าศึกษาดูงานและรับฟังการบรรยายเรื่อง “SEC Data Governance and Data Management” เพื่อนำแนวทางการบริหารจัดการเกี่ยวกับข้อมูลไปประยุกต์ใช้สำหรับปฏิบัติงานภายในหน่วยงาน

in order to obtain information for analysing suitability of customer’s investment; (b) having personnel responsible for contacting customers and staff or persons authorized by the asset management

information for analysing suitability of customer’s investment; (b) having personnel responsible for contacting customers and staff or persons authorized by the asset management company to provide advice or

objective restriction in order to obtain information for analysing suitability of customer’s investment; (b) having personnel responsible for contacting customers and staff or persons authorized by the asset

) independent compliance unit with acceptable standards and reliable for inspecting the operation of the company; (e) standard and reliable system for data recording and reporting of information to the company’s