and duties of directors, independent directors and audit committees; supporting private sector collective action coalition against corruption project, elevating enforcement efficiency covering amending

the rectified financial statements which have been audited by the auditor and disclose them to the public within November 8, 2010. This action follows NIPPON special audit report which reveals that the

rights in that meeting. The SEC considered the action as deprivation of shareholders? basic rights, affecting market confidence and international recognition of corporate governance of Thai listed

provide securities trading service to the account owner or submit trading orders of the written authorized persons action were deemed failure to perform duties which were in violation of the Notification of

February 2014 before the information became publicly known on 28 February 2014. Such action was deemed taking an unfair advantage of other people.Chai?s misconduct was in violation of Section 241 and liable

also received benefits from other relevant acts. His action  was deemed a violation of Section 89/7 and subject to penalties prescribed in the second paragraph of Section 281/2, Section 307, Section 311

investment units in the portion yet to satisfy the minimum of 5 year investment.The said action was a violation of conditions prescribed by the Revenue Department, causing the client to pay back tax deductions

สร้างระบบคุ้มกันให้ตนเอง จนได้ใบรับรองจากโครงการแนวร่วมปฏิบัติของภาคเอกชนไทยในการต่อต้านการทุจริต (Collective Action Coalition: CAC) ครบทุกแห่งภายในปี 2558  ทั้งนี้ หากธนาคาร รวมถึงบริษัทหลักทรัพย์และ

support illegal activities. If any violations are found, the SEC will take legal action accordingly. The public and investors are strongly advised to exercise caution when using services from unlicensed

ต้านการทุจริต (Thailand’s Private Sector Collective Action Coalition Against Corruption : “CAC”) ซึ่งดำเนินการโดยสมาคมส่งเสริมสถาบันกรรมการบริษัทไทย (Thai Institute of Directors : IOD