unreasonably high returns and principal guarantee, quoting foreign currency as reference with fixed exchange rate, falsely claiming as foreign companies' business alliances and being overseas investment needed
derivatives products to deposit money into banking accounts of two securities companies for Sureerat?s derivatives trading account. Such wrongdoing was in violation of Section 16 of the Derivatives Act B.E
charges against officials of the Bangkok Metropolitan Administration (BMA) and the two companies - Krungthep Thanakom Co., Ltd. (KT), Bangkok Mass Transit System PLC (BTSC) ? including their executives for
REITs will also be exempted for the REITs so converted. This is because a number of asset management companies currently manage a lot of Type 1 property funds investing in the same asset type, applying
one on ?Capitalizing on Regional Growth Prospects: Enlarging Opportunities for Asset Management Companies? will be no less interesting as the panelists include Mr. Ashley Alder, CEO of Securities and
Bangkok, February 29, 2012 ? The SEC and the Association of Investment Management Companies (AIMC) have been concerned over the irregular closing price on December 30, 2011 of Gold exchange-trade
Bangkok, October 25, 2011 ? Asset management companies and eligible entities can now apply for establishment and management of an infrastructure fund. The associated regulations have taken effect
-1199.To ensure proper legal protection, those who are interested in making investment in derivatives are strongly advised to check whether the soliciting companies are authorized by the SEC or the
the raids on companies connected to Suriya, Somphong and Somchai. Reasonable evidence indicated that the irregularities of METRO, TUCC and SECC shares were caused by the trading activities of the three
of Business Development, the Ministry of Commerce, Nittimon’s action was in violation of Section 33, Section 102 and Section 105 of the Public Companies Act of 1992, which do not give chairman of