Notification: (1) the terms “foreign securities” and “allocated quota” shall have the same meanings as such definitions as specified in the Notification of the Capital Market Supervisory Board concerning rules
(2) as the case may be. For the purpose of Paragraph 1, the term “senior management” means manager, assistant manager, or a person whose position is in the same level as the aforesaid position but is
Companies shall comply with the provisions concerning offerings of covered funds in the same manner as offerings under ASEAN CIS and ARFP, mutatis mutandis. - In the case where a covered management company in
same persons holding more than ten percent of the outstanding shares of the fund supervisor and the management company who manages the mutual fund under its supervision unless such shareholder is the
who manages the mutual fund under its supervision more than five percent of the outstanding shares, including shares held by connected persons of such fund supervisor; (3) Do not have the same persons
Notification. Clause 11. For the purpose of rendering the securities companies to efficiently comply with the regulation prescribed in this Notifiaction with the same level of standard, the securities company
Notifiaction with the same level of standard, the securities company shall comply with the guideline on operational control and information technology security of securities companies as prescribed by the Office
% decreasing from the same period of last year of profit Baht 83.80 million because the decreasing of production was affected of higher production cost. 3. Sales and administrative expenses: Sales and