In line with the SEC’s initiative to refine the definitions of institutional investors and the investment capital used in assessing financial standing for more appropriateness, the SEC Board has
second line of defense personnel in the compliance and risk management functions under the “GRE‑2AT Forum for Capital Market 2026.” The forum has been organized for the second consecutive year. The opening
. These engagements brought together senior executives of regulatory authorities and leaders from the private sector to engage in discussions and exchange experiences on capital market supervision and
issues affecting capital market development across the Asia Pacific region. Key topics included developments in public and private markets. Discussions noted a slowdown in public markets—particularly in
The SEC has endorsed the concept of requiring audit firms to maintain an appropriate number of auditors in the capital market to enhance their overall strength and ensure sufficient staff to provide
Minister Uttama Savanayana recaptured the national policy on capital market roles and expectations of good governance and sustainable competitiveness of capital market organizations for the audience of