to allow the transfer of units of LTF into Thai ESGX offered by those AMCs. ** All Thai ESGX are currently under review for approval by the SEC. Once approved, investors will be able to access detailed

businesses pose risks to client assets. Such operations require approval from the SEC Board, which the company has not obtained; and  (4) Improving measures to prevent conflicts of interest and properly

their borders, and fund managers can offer their products cross-border under an efficient approval system. The addition of the Philippines to the three existing jurisdictions under the Framework

EIC plans to seek approval of the shareholders at the Extraordinary General Meeting of Shareholders on Tuesday, 9 July 2019, for Food Holding Co., Ltd., its subsidiary, to acquire 100% of the

2018) of the approval of the KTBST as a financial advisor.

Bangkok, 13 September 2016 - The SEC has imposed a two-year suspension of approval on {A}, Executive Chairman of {X1} Company Limited, for failing to supervise the Know Your Client/Client Due

Characteristics of Personnel in Capital Market Industry dated September 15, 2010. The SEC therefore revoked approval for their present status as investment consultant.   Information contained in this news release

management will be emphasized to enable their capability of providing comprehensive advice on a variety of financial instruments. Training for renewal of approval will also be revised to be more interesting

connected transactions and acquisition of assets, the company is required to disclose the information on transactions to the Stock Exchange of Thailand (SET) and seek shareholders? approval on the

Clause 20(1) and (2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving