Capital Market Supervisory Board.* The SEC has therefore imposed administrative sanctions with details as follows: (a) suspending the approval of {A} as securities investment consultant for two months
Club and auditors launch the project ?Pride of the Province?, aiming to promote high potential businesses nationwide to raise funds and list on the SET or the Market for Alternative Investment (mai
Bangkok, November 11, 2014 - The SEC revoked the approval of Panadda Burapawijitnon, a capital market investment consultant for ten years, and {B} (formerly named {C}), a securities investment
investment consultants: revoking approval of Auracha Vachirakulthon as securities investment consultant for 10 years, starting from December 22, 2015, and suspending approval of {B} and {C} as capital market
Patcharee Thuttumrongchai as capital market investment consultant for six months and one month, respectively, starting from December 25, 2015. The SEC?s further inspection has revealed several defective core
non-AARG audit regulatory agencies. SEC Secretary-General Ms. Ruenvadee Suwanmongkol stated during her welcome speech on the first day of the workshop: “The SEC is greatly honored to host this year’s
neither undertake any responsibility for its accuracy nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the Capital Market Supervisory
percent of the market price of the Company’s shares. In this regard, “market price” shall mean the weighted average price of the Company’s shares trading on the stock exchange of not fewer seven consecutive
SEC Search Search From : Home > Search > Search Results search: Sitemap Law and Regulations ( 125 ) About SEC ( 40 ) Market Data ( 17 ) Investors ( 5 ) Manual Select ( 3 ) Act and Royal Enactment ( 2
SEC Search Search From : Home > Search > Search Results search: Sitemap Law and Regulations ( 125 ) About SEC ( 40 ) Market Data ( 17 ) Investors ( 5 ) Manual Select ( 3 ) Act and Royal Enactment ( 2