Re: Guidelines Relating to Operating Systems of Fund Management Business
Investor Alert สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 01 April 2025 10:22 Investor Alert Investor Alert ( 5917 record(s) found) Name Type of action Disclosure Date Link Facebook page "Amz-Dreamy Cafe Thai COffee Daily" impersonates "PTT Oil and Retail Business Plc." Unlicensed securities and derivatives business 27/03/2025 Detail Facebook page "Amz-Dreamy Cafe Thai COffee Daily" impersonates "PTT Oil and Retail Business Plc." Website : N/A Facebook : https://www.facebook.c...
Re: Operating System Relating to the Undertaking of Fund Management Business
the part relating to his or her responsibility, incorrect and incomplete information and functioning of the computer system, failure to achieve information or utilise computer system consistently or in
Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries
Rules, Conditions, and Procedure for Granting Approval of Trust Managers of Infrastructure Investment Trusts and Operating Standards