documents. The SEC, therefore, considers the tender offeror has not yet submitted the tender offer in accordance with Section 247 of the Securities and Exchange Act B.E. 2535. Earlier, the SEC received

(2) of the Securities and Exchange Act B.E. 2535 (1992) in conjunction with Section 83 of the Penal Code. As the 9 persons named above agreed to enter the settlement procedure, the Settlement Committee

SEC?s probe found that during April 23 ? May 14, 2012, Sermkhun had purchased CMO shares through his securities trading account by using non-public information material to CMO share price concerning CMO

Bangkok, July 3, 2015 ? The SEC filed a criminal complaint with the Department of Special Investigation (DSI) against Sornnon Sudtiastasilp, Naraporn Chuvessiriporn, Nacharat Sirithep, and Thanatdej

, and causing a misunderstanding that there had been a conversation with, and acceptance of trading orders from, the account owner. Meanwhile, {C} took trading orders from an unthorized person.  {B}'s

Patcharee Thuttumrongchai as capital market investment consultant for six months and one month, respectively, starting from December 25, 2015. The SEC?s further inspection has revealed several defective core

trading values and volumes to be inconsistency with normal market condition to mislead and lure the general public into such trading and were therefore in violation of Section 243(2) of the Securities and

's trading account to purchase 75,000 GLOBAL shares by utilizing the non-public information he accessed by virtue of his positions. Such information was SCG Distribution Co., Ltd., a subsidary

as well as a violation of Section 89/7 of the same Act, as the case may be. This case is in the process of inquiry by the special case inquiry official. SEC Act S.307 308 311 312 313 315 89/7

9 individuals as mentioned above supporting this activity. This case is in the process of inquiry by the inquiry official. DAB Act S.26 and Section 86 of Penal Code Criminal Complaint Filed with an