establishment to be published in the Government Gazette by mid February 2020. After that, SEC will be able to approve SSF within the same month,” said SEC Secretary-General Ruenvadee Suwanmongkol. SSF is a new
services. This is to ensure that such capital market personnel can provide appropriate advice and useful information to investors. Meanwhile, the Prof. Link platform will further facilitate license renewal
other business operators within 2 years, the client will not be required to do the suitability test prior to making investment in newly issued shares, warrants or bonds. Also, the submission of client
exchange. While the investment objective in relation to derivatives trading will no longer be limited, derivative brokers, in providing the service, will be required to comply with rules and practices
? meeting will be held on July 8, 2011.WAVE plans to acquire capital increase shares in TSE to maintain its 10 percent shareholding or may increase its holdings up to 35 percent, at a price of B10 per share
asset management company in determination of IPO period which will allow making of investment for mutual fund prior to closing of IPO. This will be beneficial for investment especially during market
value, such reporting requirement will be imposed on asset management companies which mark to market regularly. In addition, details and frequency of disclosure on mutual fund's investment will also be
value, such reporting requirement will be imposed on asset management companies which mark to market regularly. In addition, details and frequency of disclosure on mutual fund?s investment will also be
Bangkok, May 14, 2014 ? SEC Secretary-General Vorapol Socatiyanurak revealed that ?the SEC in cooperation with Association of Provident Fund will organize seminar on ?Target Date Fund; new investment
financial products, either domestic or foreign issues will be drafted, rather than a rule-based one. Also, consideration on suitability of target investors will be addressed. The proposed rules govern