Pracha Maleenont Between April 10 to 28 August , 2014 Mr. Pracha Maleenont fail to reported the disposal of Natural Park Public Company (“N-PARK”) , which changed its name to U City Public Company

management discussion and analysis (“MD&A”) for Q3/2020 to the SEC office within the period specified in the notification which is within on November 16, 2020. but GL submitted that financial statement to

Mr. Paisal Panichavong During January 5 2015 – February 19 2015, Mr. Paisal Panichavongcolluded with 11 offenders, which are (1)(B), (2) Mr. Kittiphat Ittisanyakorn (formerly Mr. Pattarapob

offenders, which are (1)(B), (2) Paisal Panichavong, (3)(C), (4)(D), (5)(E), (6)(F), (7)(A), (8)(G), (9)(H), (10(I), and (11)(J), and 2 accessories, which are (12)(K), (13)(L), to manipulate the stock price

inside information related to trading orders of securities of fund which was managed by himself and disclosed such information to Miss Monsicha, in which, Miss Monsicha placed trading orders of securities

an SECC Holding’s director and executive with responsibility and due care by attending the Board of Directors’ meeting in which the fictitious loans worth Baht 245 million agenda was approved and

Mr. Sathit Roongwatanapak On November 16, 2018, Mr. Sathit Roongwatanapak disposed Digital Tech Planet Public Company Limited (DIGI) shares in the amount of 338,556,100 shares which equaled to 21.42

office which is in breach of the Securities and Exchange Act B.E. 2535, resulted from the instructions or the failure to give instructions which is a duty required to be performed. SEC Act S.300 in

statement (FORM 69-PP-PRICING) which is breach of The Securities and Exchange Act B.E. 2535 resulted from the instruction or the failure to give instruction which is a duty required to be performed. SEC

-PRICING) which is breach of The Securities and Exchange Act B.E. 2535 resulted from the instruction or the failure to give instruction which is a duty required to be performed. SEC Act S.300 in