the first paragraph, the persons shall be subject to the regulations under Chapter 6 and Chapter 7 as well. Notified this 3rd day of June 2014. - Signature - (Vorapol Socatiyanurak) Secretary-General
proceed as before, but in any case no later than 1 February 2020. Notified this 10th day of November 2014. (Mr. Vorapol Socatiyanurak) Secretary-General Office of the Securities and Exchange Commission 3
UNOFFICIAL TRANSLATION Codified up to No. 6 As of 12 April 2019 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 35/2557 Re: Rules in Detail on Communication with and Providing Services to Clients of Securities Companies and Derivatives Intermediaries ______________________ By virtue of Section 98(6) of the Securities and Exchange...
UNOFFICIAL TRANSLATION Codified up to No. 10 As of 24 October 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 27 Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business ____________________________ By virtue of Section 16/6 and Section 113 of the Securities and Exchange Act B.E. 2535 (1992) , as amended by the Securities and Exchan...
within 1 year as from the date of disposing of such principal asset. Clause 30 This Notification shall come into force as from 1 January 2013. Notified this 21st day of November 2012. -Signature- (Vorapol
(UNOFFICIAL TRANSLATION) Codified up to No. 5 As of 19 February 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 12/2558 Re: Offering of Units of Infrastructure Trusts ___________________ By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange Act (No.4) B.E. 2551 (2008), and Se...
TRANSLATION As of 9 April 2015 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Ror. 25/2558 Re: Entries and Contents of the Trust Instrument of Infrastructure Trusts ___________________ By virtue of Section 9 and 15 of the Trust for Transactions in Capital Market Act B.E. 2550 (2007), the SEC Office hereby issues the following regulati...
reference to this Notification. Notified this 11th day of March 2013 - signature - (Mr. Vorapol Socatiyanurak) Secretary-General Office of the Securities and Exchange Commission Chairman Capital Market
UNOFFICIAL TRANSLATION Codified up to No. 10 As of 24 October 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business ____________________________ By virtue of Section 16/6 and Section 113 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange A...