. Meanwhile, the given information must be true. Nonetheless, giving false information to the SEC or the DSI constitutes violation of law and subject to criminal penalties.   

operating activities of BLISS. The aforesaid action was in violation of Section 238 of the Securities and Exchange Act B.E. 2535 (1992), the Settlement Committee therefore imposed a fine on him in the amount

later disclosed to the public in the evening of February 28, 2014.The use of inside information to trade securities to gain unfair benefits over other investors is in violation of Section 241 of the

? futures trading orders through an account linked to him at another broker for his personal gain.  This caused financial damages to his clients. His actions were in violation of Sections 145(3) and (4) of

information to trade securities for his own and others? benefits  in violation of Section 241 of the Securities and Exchange Act B.E. 2535 (1992) which shall be liable to punishment under Section 296 of the

traded on the SET, was in violation of Section 239 and liable to the penalites under Section 296 of the Securities and Exchange Act of 1992. He was imposed a criminal fine of 500,000 baht

being traded in great volume and the price was changing inconsistently with normal market conditions, to lure the public into trading such shares.   Somchai?s offense was in violation of Section 243 (1

Novermber at 17.41 hours (after SET closing). His misconduct was in violation of Section 241 and liable to the penalties under Section 296 of the Securities and Exchange Act B.E. 2535 (1992).   

outstanding balance in the derivatives account.  In this regard, the aforesaid {A}'s actions are in violation of Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re

clients. In this regard, the aforesaid actions are in violation of Clause 20(3) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business