quarter during the past three years (2007-2009). {A} had access to this inside information by virtue of his position as a {X1} director at that time.{A}' s action was deemed the violation of Section 241 of

obtaining authorization from client to make securities trading decision on behalf of client, in violation of Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re

dividend payment from IT Q4/2012 operational result. The aforesaid action was in violation of Section 241 of the Securities and Exchange Act B.E. 2535 (1992) which shall be liable to punishment under Section

violation of Sections 312 and 315 of the Securities and Exchange Act B.E. 2535 (1992) (SEA). The above persons, named in the criminal complaint filed by the SEC, are deemed as having untrustworthy

. Meanwhile, the given information must be true. Nonetheless, giving false information to the SEC or the DSI constitutes violation of law and subject to criminal penalties.   

operating activities of BLISS. The aforesaid action was in violation of Section 238 of the Securities and Exchange Act B.E. 2535 (1992), the Settlement Committee therefore imposed a fine on him in the amount

later disclosed to the public in the evening of February 28, 2014.The use of inside information to trade securities to gain unfair benefits over other investors is in violation of Section 241 of the

? futures trading orders through an account linked to him at another broker for his personal gain.  This caused financial damages to his clients. His actions were in violation of Sections 145(3) and (4) of

information to trade securities for his own and others? benefits  in violation of Section 241 of the Securities and Exchange Act B.E. 2535 (1992) which shall be liable to punishment under Section 296 of the

traded on the SET, was in violation of Section 239 and liable to the penalites under Section 296 of the Securities and Exchange Act of 1992. He was imposed a criminal fine of 500,000 baht