liable for UOB’s failure to prepare and submit the report on the sale results of structured notes offered to Institutional or High Net Worth investors (II&HNW) through the transmission system of the

., Ltd. in 99,997 shares which is 99.997% of the capital at 10.00 Baht per share (par value) in total value of 999,970.00 Baht. 2. There is an approval with authorization to board of executive directors to

investor”, “ultra-high net worth investor” and “high net worth investor” shall have the same definitions as specified in the Notification of the Securities and Exchange Commission concerning Determination of

Offering of Newly Issued Debt Securities is also granted an approval for offering for sale of debt securities to Institutional Investors (II), Ultra High Net Worth Investors (UHNW) and High Net Worth

rated for the issuance and offering for sale to institutional investors (II), ultra-high net worth investors (UHNW) and high net worth investors (HNW), unless the offering is in the form of private

Definitions of Institutional Investor, Ultra High Net Worth Investor and High Net Worth Investor, dated 24 December 2021. 

public and high net worth investors would have to be investment grade products only. This is primary quality screening of the bond issuers to check their capability of repaying obligations because such

Securities and Exchange Commission No. KorJor. 1/2569 Re: Determination of Definitions of Institutional Investors, Ultra-High Net Worth Investors, and High Net Worth Investors (No. 3), dated 9 February 2026

(loss) on financial liabilities designated at fair value through profit or loss, net (87,923) 15,923 (103,846) (652.2) Gain (loss) on investments, net (19,132) (1,173) (17,959) 1,531.0 Dividend income and

Market Share of Mutual Funds 2025-03-09 4 Value of Mutual Funds IPO 2025-03-09 5 Value of Mutual Funds IPO Classified by Asset Management Company 2025-03-09 6 Net Asset Value of Mutuals Fund Classified by