; บริษัทจัดการและผู้ประกอบธุรกิจที่ได้รับใบอนุญาตประกอบธุรกิจหลักทรัพย์ประเภทการเป็นนายหน้า ค้า และจัดจำหน่ายหลักทรัพย์ที่เป็นหน่วยลงทุน (Limited Broker Dealer Underwriter
person bound to make repayment under a financial instrument as an issuer, drawer, acceptor, giver of aval, endorser, or guarantor, as the case may be. “ unit of collective investment scheme ” mean a unit
” means a person bound to make repayment under a financial instrument as an issuer, drawer, acceptor, giver of aval, endorser, or guarantor, as the case may be. “unit of collective investment scheme” mean a
of advertisement of guaranteed fund or private fund with the same investment policy, the securities company must disclose details of the guarantee or the guarantor of such mutual fund or private fund
policy, the securities company must disclose details of the guarantee or the guarantor of such mutual fund or private fund. Clause 10. For an advertisement related to a promotion which provides investors
fund with the same investment policy, the securities company must disclose details of the guarantee or the guarantor of such mutual fund or private fund. Clause 6. For an advertisement related to a
disclose details of the guarantee or the guarantor of such mutual fund or private fund. Clause 6. For an advertisement related to a promotion which provides investors who invest in investment units with
offered for sale; )b) guarantor rating only in the case where the bond is fully guaranteed and the guarantor is obliged to liabilities jointly with the debtor without revocability before the maturity date
bonds being offered for sale; (2) guarantor rating only in the case where the bond is fully guaranteed and the guarantor is obliged to liabilities jointly with the debtor without revocability before the
guarantor rating, as the case may be. In cases where the issuer is also required to file the annual registration statement (Form 56-1) for an issuance of debt securities having a guarantor, attach also the