check and balance mechanism of the business operators. Accordingly, the business operators including those doing business in form of financial conglomerate are required the independent directors at least
permissible products are more complicated, risky and similar to those AIs have been allowed to invest domestically such as unrated bond and foreign sukuk. Moreover, all investors will have more investment
SEC-approved FA, listed companies? misunderstandings in regulations, particularly dilution effect calculation have been identified as a primary cause of those flaws, leading to revision of the
workers who are able to take higher risk than those nearly-retired, might be willing to invest in products with lower risk. Moreover, the revamped suitability test provides example of basic asset allocation
in such employer?s group. In this regard, the companies in such employer?s group will be defined, in consistence with those applicable to mutual fund industry, as parent and subsidiary companies
accordingly.Information contained in this news release is as of the aforementioned release date. For those who wish to see current status of the matter, please go to compliant filed with inquiry officer
Bangkok, July 23, 2013 ? The European Commission ("EC") announced its decision to recognize Thailand auditor oversight under SEC?s supervision as equivalent to those of the European Union ("EU
justice administration; whereby the court will judge the case accordingly.Information contained in this news release is as of the aforementioned release date. For those who wish to see current status of the
fined each of them 1,718,816.18 baht. Meanwhile, the SEC will take further legal actions against those declining to enter the settlement procedures.
with Section 311 of the SEA. Previously, the Supreme Court had dismissed Nuprapat case due to his death. Information contained in this news release is as of the aforementioned release date. For those