The Securities and Exchange Commission (SEC) organized the SEC Capital Market Symposium 2023, an annual seminar to foster collaboration in research and dissemination of academic papers on capital
. Dr. Kiratipong Naewmalee Senior Research Fellow, Thailand Development Research Institute 4. Mr. Thawatchai
information by requiring lead underwriters in the initial public offerings (IPOs) to issue 4 consecutive quarterly research papers for IPO shares. The requirement will help solve the problem of lacking research
the court’s adjudication, respectively. In this case, the SEC received information from the Stock Exchange of Thailand (SET) and conducted further investigations in collaboration with the Central
urgency.Regarding prosecution of wrongdoers under the Securities and Exchange Act, the SEC said it has received many complaints, adding that progress is made on many fronts, but the investigations are on-going. If
8 เมื่อวันที่ 17 มิถุนายน 2564• Mr. David Florenzo ตำแหน่ง Attorney - Division of Enforcement and Investigations, Public Company Accounting Oversight Board (PCAOB)• Mr. Vikram Ramadas ตำแหน่ง Manager
the SEC, which serves as a key mechanism enabling investigations to be expanded swiftly and comprehensively. This cooperation has led to coordination with other relevant agencies, such as the AMLO
Sustainability Standards Board (ISSB Standards) โดยมี ศาสตราจารย์ ดร.พรอนงค์ บุษราตระกูล เลขาธิการ ก.ล.ต. กล่าวต้อนรับ และได้รับเกียรติจาก Mr. Satoru Yamadera, Advisor, Economic Research and Development Impact
the Market and Organizational Risk Department, the Strategy and International Affairs Department, and the Research and Data Department, effective from 1 January 2024. Having joined the SEC since 1997
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมกับ CFA Institute Asia-Pacific Research Exchange (CFA Institute) และได้รับการสนับสนุนจาก CFA Society Thailand (CFA Thailand) จัดงาน