and executing of customer’s derivatives trading order, containing at least the details of transactions executed by it for the customer from the time the order is taken until the transaction is completed

also empowers them to verify and make investment decisions with greater caution and safety in the modern financial landscape.” The SEC has continuously taken a proactive approach under its strategic

the public and related agencies from 1 January – 31 October 2023, the SEC has taken actions to ensure continuous public protection and crime suppression, as follows: (1) Posting warnings on the SEC

public will be taken into consideration to determine the appropriate regulatory frameworks.Mr. Sethaput Suthiwartnarueput, Governor of the BOT, states that the BOT takes into consideration both the

Mr. Thawatchai Pittayasophon, SEC Deputy Secretary-General, Acting Secretary-General, clarified: “The SEC, to the best effort, has taken actions under the authority in this case, e.g., instructing

units of funds had been traded according to their intention. Miss Surasa Mungthaworn confessed that she had fraudulently taken over 17 million baht from clients to be used for her own interest

Company has been able to maintain financial liquidity, so there is no significant impact of COVID-19 on debt obligations. Meanwhile, the Company has taken stringent measures to manage and control its costs

disputes every six months, which includes a summary of the relevant subject matters and the results of consideration or actions taken by the derivatives exchange. Clause 13 For actions which the applicable

) terms and conditions on the issuance and redemption of depositary receipts; (5) terms and conditions on the cancellation of depositary receipts; (6) action to be taken by the issuer of depositary receipts

taken into consideration. Said regulations shall include at least the following matters: (1) policies on prevention and handling of conflicts of interest; (2) adequate measures to prevent directors