audit quality when notified by the SEC Office; 3. I consent to prepare and deliver information or evidentiary documentation as required by the SEC Office, no matter if such information or documentation is
notified by the SEC Office; 3. I consent to prepare and deliver information or evidentiary documentation as required by the SEC Office, no matter if such information or documentation is the audit firm’s or
required to clarify the auditor’s inquiries on cost of sales and inventories by May 12, 2015. The SEC received AIE audit committee report concerning the auditor’s findings in the audit of the company 2014
securities for which it is the service provider. This is to support the secured debt crowdfunding; (3) A bondholder representative is required to have a paid-up registered capital of at least 25
but only for the debt securities for which it is the service provider. This is to support the secured debt crowdfunding; (3) A bondholder representative is required to have a
. Pursuant to the amended rules, the approval process is now divided into two steps, namely: (1) examining the qualifications and appropriateness of the required work systems according to the application
Advisor” and “Digital Asset Fund Manager” shall be two new types of digital asset business subject to SEC’s supervision. Therefore, any person who wants to conduct any of these new businesses is required to
action procedures, designating responsible persons and reporting the event. An audit of system security is also required as well as digital forensic investigation in case of any event affecting the
Pursuant to the Ministerial Notification concerning Approval for Undertaking of Digital Asset Businesses, effective since 13 July 2022, DA custodial wallet provider is required to obtain a DA