. Clause 6 A foreign auditor eligible to be approved under this Notification shall have either one of the following characteristics: (1) being an auditor for Publicly Interest Entities (PIEs) who is under

: Secretary-General Securities and Exchange Commission, Thailand Re: Application to offer Hong Kong Covered Fund publicly in Thailand I/We _________________________________________________ as an operator of

publicly in Thailand I/We _________________________________________________ as an operator of _____________________________________________ hereby notify the Securities and Exchange Commission, Thailand of

มีส่วนได้เสียสาธารณะ (Thai Financial Reporting Standards for Publicly Accountable Entities) โดยให้ใช้บังคับกับงบการเงินสำหรับรอบระยะเวลาบัญชี ที่เริ่มในหรือหลังวันที่ ๑

สาธารณะ (Publicly Accountable Entities – “PAEs”) ใช้บังคับกับบริษัทหลักทรัพย์ทุกประเภท แต่โดยท่ีบริษัทหลักทรัพย์บางประเภทอาจเข้าข่ายเป็นกิจการท่ีไม่มีส่วนได้เสียสาธารณะ (Non-Publicly Accountable Entities

. “ advertisement ” means an action which makes publicly known about information of [i] intermediary ’s businesses or services, [ii] capital market products or [iii] selling capital market products by using

16 November 2017 to notify the Company in order to clarify the reasonableness of the assumptions used in the fair value measurement as well as publicly disclose the information. The Company engaged the

in compliance with the following rules: (1) the announcement of such closure shall be explicitly posted at the placement of branch office in order to be publicly known at least 30 days before closing

make an announcement to clients in compliance with the following rules: (1) the announcement of such closure shall be explicitly posted at the placement of branch office in order to be publicly known at

publicly known at least 30 days before closing date unless the SEC Office exempts for such period of announcement; (2) the announcement under sub clause (1) shall provide details regarding channels to