with the guideline. In this regard, advertisements launched by certain asset management companies and considered as compliance with the guideline have been chosen as examples for others,? said Deputy
business operating results. It could be considered as another important investment alternative for mutual funds, private funds, and provident funds for investment diversification. In addition, as
considered to settle his current case with harsher punishment.
the Asian region.? Assoc. Prof. Dr. Pradit Wanarat, NIDA President said, ?NIDA is very pleased with the MOU signing on ?Academic Alliance? project with the SEC today. This is considered another
*, the SEC therefore suspended {A} from her duty as the approved capital market investment consultant for 2 months. Having considered that {A} had already been suspended by her employer for a month, the
materiality for the client's investment decision was considered failure to perform duties with responsibility and due care as the capital market professional which was in violation of the Notifications of
six-year period starting from 25 October 2025 during which her applications for approval to be a capital market auditor will not be considered. Note:* Failure to comply with auditing standards
amounts of the interests were recorded as income in the GLH’s financial statements, which was considered fabrication of accounting records and exaggeration of GL operating results. Mr. Konoshita’s
beneficial to the adjudication of the case, the Court considered it a mitigating circumstance. Accordingly, the punishment is reduced by half in accordance with Section 78 of the Criminal Code, resulting in a
time of the incident, was considered that he deceived by presenting false statements and concealing facts that should have been disclosed to its clients, which led the clients to use Zipup/ZipUp