standards, and corporate reform to streamline procedures and reduce compliance cost.SEC Secretary-General Rapee Sucharitakul said: ?Over the years, the investing public has experienced certain limitations
Ministry of Finance. The approval criteria include clear disclosure of information, fairness and compliance ? there must be no grounds of suspicion regarding the issuer's intention to avoid regulatory
capital market work with audit firms having quality assurance systems in compliance with professional standards. The regulation was issued to ensure that reliability of listed companies? financial reports
) Ethical requirement (ER): Compliance in this area was found insufficient in some firms, such as inadequate independence compliance testing due to the findings on incomplete identification of related parties
information as well as THL?s clarifications and evidences where the record and information disclosure of THL?s financial statements was found non-compliance with the following account standards:1.?Compensation
oversee that they are in compliance with rules and regulations of the Securities and Exchange Commission and the Stock Exchange of Thailand as well as other laws related to the company business. 2
. 4.2 Having a system for handling clients’ complaints and dispute resolution efficiently, for instance, compliance with the Notification of the Capital Market Supervisory Board concerning Rules on Duty
Ritthongpitak at 0-2695-9693. Forwarded for your information and compliance. Yours sincerely, -Signature- (Mr. Rapee Sucharitakul) Secretary-General Enclosures: 1. Daily Status Report Form 2. Manual for